Allianz Global Investors UK Limited

• Principal Place of Business

  Allianz Global Investors

  199 Bishopsgate

  London

  City Of London

  EC2M 3TY

  UNITED KINGDOM

  Phone

  +442078599000

  Web

  https://www.allianzgi.com/en/

• Complaints Contact

  Allianz Global Investors

  199 Bishopsgate

  London

  City Of London

  EC2M 3TY

  UNITED KINGDOM

  Phone

  +442032467862

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Rights to or interests in investments (Security), Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• PAUL Gossip

  IRN PAG01233

  • [FCA CF] Client dealing (since 30 May 2023)
  • SMF18 Other Overall Responsibility (since 1 Dec 2022)
• Petra Trautschold

  IRN PXT00195

  • SMF12 Chair of the Remuneration Committee (since 1 Dec 2022)
  • SMF13 Chair of the Nominations Committee (since 1 Dec 2022)
• Pieris Pieri

  IRN PXP00400

  • [FCA CF] Client dealing (27 Sep 2022 to 31 Jan 2026)
• RACHEL Muscatt

  IRN RXM01271

  • [FCA CF] Client dealing (since 30 May 2023)
• RALPH Eley

  IRN RBE01018

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2025)
• RANJIV Mann

  IRN RXM03085

  • [FCA CF] Client dealing (since 30 May 2023)
• RAVIN Seeneevassen

  IRN RXS01862

  • [FCA CF] Client dealing (30 May 2023 to 31 Jul 2024)
• RICARDO CAVILLIOTTI

  IRN RXC00377

  • [FCA CF] Client dealing (since 30 May 2023)
• RICHARD House

  IRN RTH01031

  • [FCA CF] Client dealing (since 30 May 2023)
  • SMF18 Other Overall Responsibility (1 Dec 2022 to 14 Aug 2024)
• RICHARD Knight

  IRN RXK02127

  • [FCA CF] Client dealing (since 30 May 2023)

No changes recorded yet.