NEIL Brown

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allianz Global Investors UK Limited (no longer approved here)

    FRN 959195

    • [FCA CF] Client dealing (30 May 2023 to 29 Jan 2025)
    • SMF3 Executive Director (1 Dec 2022 to 29 Jan 2025)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Significant management (14 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (14 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Manager of certification employee (14 Jul 2020 to 14 Feb 2021)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Client dealing (14 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Manager of certification employee (14 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Significant management (14 Jul 2020 to 14 Feb 2021)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Client dealing (14 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Manager of certification employee (14 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Significant management (14 Jul 2020 to 14 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.