Allfunds Bank S.A.U

Date authorised
3 August 2012
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Fitzroy Place
    8 Mortimer Street
    London
    W1T 3JJ
    UNITED KINGDOM
    Phone
    +442077585000
    Web
    https://www.allfunds.com

  • Complaints Contact

    2 Fitzroy Place
    8 Mortimer Street
    London
    W1T 3JJ
    UNITED KINGDOM
    Phone
    +442077585000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Investment Setup

    For Eligible Counterparty, Professional, Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Timothy Shapland

    IRN SXS04201

    • SMF19 Head of Overseas Branch/Head of Overseas (6 May 2021 to 31 Dec 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 31 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 31 Dec 2022)
    • CF11 Money Laundering Reporting (7 Aug 2015 to 6 Mar 2016)
    • CF29 Significant management (7 Aug 2015 to 6 Mar 2016)
    • CF30 Customer (7 Aug 2015 to 6 Mar 2016)
  • Stephen Terence Mohan

    IRN STM01036

    • CF29 Significant management (30 Dec 2013 to 16 Jul 2015)
    • CF30 Customer (30 Dec 2013 to 16 Jul 2015)
  • Thomas John Wooders

    IRN TJW01160

    • SMF19 Head of Overseas Branch/Head of Overseas (since 26 Oct 2023)
    • SMF21 EEA Branch Senior Manager (EBSM) (11 Jun 2023 to 25 Oct 2023)
  • Veronica Paula Caporalini

    IRN VXC29056

    • [FCA CF] Material risk taker (12 Dec 2019 to 1 Jan 2023)
  • Vishal Anil Janani

    IRN VXJ44370

    • [FCA CF] Client dealing (12 Dec 2019 to 11 Oct 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.