Thomas John Wooders

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Allfunds Bank S.A.U
FRN 444580
- SMF19 Head of Overseas Branch/Head of Overseas (since 26 Oct 2023)
- SMF21 EEA Branch Senior Manager (EBSM) (11 Jun 2023 to 25 Oct 2023)
Titan Asset Management Ltd (no longer approved here)
FRN 568089
- SMF3 Executive Director (20 Jan 2022 to 23 Dec 2022)
Titan Settlement & Custody Ltd (no longer approved here)
FRN 533039
- [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2022)
- CF30 Customer (20 Oct 2015 to 8 Dec 2019)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF30 Customer (24 Oct 2014 to 29 Sep 2015)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- CF30 Customer (24 Oct 2014 to 29 Sep 2015)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF30 Customer (28 Mar 2008 to 18 Jul 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.