Simon Timothy Shapland

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allfunds Bank S.A.U (no longer approved here)

    FRN 444580

    • SMF19 Head of Overseas Branch/Head of Overseas (6 May 2021 to 31 Dec 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 31 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 31 Dec 2022)
    • CF29 Significant management (7 Aug 2015 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (7 Aug 2015 to 6 Mar 2016)
    • CF30 Customer (7 Aug 2015 to 6 Mar 2016)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • CF16 Significant Mgt (Desgntd Investment Business) (25 Jul 2006 to 31 Oct 2007)
    • CF3 Chief Executive (1 Jan 2006 to 27 Jun 2013)
    • CF29 Significant management (1 Jan 2006 to 14 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.