Alexander Beard Investment Management Limited

Date authorised
1 April 2013
Companies House
04216659
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 14-15
    Rossmore Business Village, Inward Way
    Ellesmere Port
    Merseyside
    CH65 3EY
    UNITED KINGDOM
    Phone
    +441513465460
    Web
    https://www.abg.net

  • Complaints Contact

    Unit 14-15
    Rossmore Business Village, Inward Way
    Ellesmere Port
    Merseyside
    CH65 3EY
    UNITED KINGDOM
    Phone
    +441513465460

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Shakespeare

    IRN MGS00023

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2025)
    • CF30 Customer (14 Jan 2015 to 29 Apr 2025)
  • Nigel Andrew Benn

    IRN NAB00023

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2023)
    • CF30 Customer (14 Jan 2015 to 30 Jun 2023)
  • Nigel Speirs

    IRN NXS00027

    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2025)
  • Olivier Paul Joseph Grau

    IRN OPG01005

    • CF22 Investment Adviser (Trainee) (20 Sep 2005 to 1 Dec 2006)
  • Paul Douglas Beard

    IRN PDB00010

    • CF1 Director (AR) (since 9 Nov 2022)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Nov 2018)
    • CF10 Compliance Oversight (19 Mar 2015 to 29 Jul 2015)
    • CF11 Money Laundering Reporting (19 Mar 2015 to 29 Jul 2015)
    • CF1 Director (21 Jan 2015 to 21 Nov 2018)
  • Paula Christine Jack

    IRN PCJ01030

    • CF30 Customer (15 Jul 2014 to 8 Dec 2014)
  • Peter Edwin James Smith

    IRN PES00029

    • CF30 Customer (1 Nov 2007 to 7 Jan 2015)
    • CF10 Compliance Oversight (1 Dec 2006 to 7 Jan 2015)
    • CF11 Money Laundering Reporting (1 Dec 2006 to 7 Jan 2015)
    • CF8 Apportionment and Oversight (1 Nov 2006 to 31 Mar 2009)
    • CF1 Director (31 Oct 2006 to 19 Mar 2015)
    • CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)
  • Philip Richard Owen Teague

    IRN PRT01055

    • CF30 Customer (16 Jan 2015 to 7 Feb 2017)
  • Raymond Charles Louis Lepretre

    IRN RCL00009

    • Responsible for Insurance Mediation (14 Jan 2005 to 21 Dec 2006)
    • CF10 Compliance Oversight (5 Jan 2004 to 21 Dec 2006)
    • CF11 Money Laundering Reporting (5 Jan 2004 to 21 Dec 2006)
    • CF21 Investment Adviser (5 Jan 2004 to 31 May 2007)
    • CF8 Apportionment and Oversight (5 Jan 2004 to 21 Dec 2006)
    • CF1 Director (5 Jan 2004 to 21 Dec 2006)
  • Roger Graham Knapton

    IRN RGK00007

    • CF30 Customer (12 Jan 2015 to 4 May 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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