Alexander Beard Investment Management Limited

Date authorised
1 April 2013
Companies House
04216659
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 14-15
    Rossmore Business Village, Inward Way
    Ellesmere Port
    Merseyside
    CH65 3EY
    UNITED KINGDOM
    Phone
    +441513465460
    Web
    https://www.abg.net

  • Complaints Contact

    Unit 14-15
    Rossmore Business Village, Inward Way
    Ellesmere Port
    Merseyside
    CH65 3EY
    UNITED KINGDOM
    Phone
    +441513465460

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Senga Jones

    IRN SXJ00190

    • [FCA CF] Manager of certification employee (1 Apr 2021 to 30 May 2023)
  • Sharon Mary Rogers

    IRN SMR01191

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (22 Nov 2018 to 31 Aug 2023)
  • Steven Frank Stockwell

    IRN SFS01047

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2025)
    • CF30 Customer (14 Aug 2018 to 29 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.