Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Mediation (14 Jan 2005 to 21 Dec 2006)
- CF1 Director (5 Jan 2004 to 21 Dec 2006)
- CF10 Compliance Oversight (5 Jan 2004 to 21 Dec 2006)
- CF11 Money Laundering Reporting (5 Jan 2004 to 21 Dec 2006)
- CF21 Investment Adviser (5 Jan 2004 to 31 May 2007)
- CF8 Apportionment and Oversight (5 Jan 2004 to 21 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.