Alan Boswell & Company Limited

Date authorised
1 April 2013
Companies House
04379208
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Prospect House
    Rouen Road
    Norwich
    Norfolk
    NR1 1RE
    UNITED KINGDOM
    Phone
    +4401603218000
    Web
    https://www.alanboswell.com

  • Complaints Contact

    Prospect House
    Rouen Road
    Norwich
    NR1 1RE
    UNITED KINGDOM
    Phone
    +4401603218000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Jamie Barrett

    IRN LXB27048

    • Appointed representative dealing with clients for which they require qualification (13 Jan 2020 to 12 Mar 2025)
    • CF30 Customer (13 Jan 2020 to 12 Mar 2025)
    • [FCA CF] Client dealing (13 Jan 2020 to 12 Mar 2025)
    • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 12 Mar 2025)
  • Luke Currier

    IRN LXC01869

    • CF30 Customer (17 Jan 2018 to 5 Dec 2019)
  • Marcus William Ward

    IRN MXW00383

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 24 Apr 2023)
    • [FCA CF] Client dealing (since 24 Apr 2023)
  • Mark Robert Simmons

    IRN MRS00046

    • CF21 Investment Adviser (2 Oct 2002 to 24 May 2005)
  • Michael Roy Lansdell

    IRN MRL01106

    • CF30 Customer (1 Sep 2008 to 28 May 2010)
    • CF1 Director (AR) (1 Sep 2008 to 28 May 2010)
  • Neil Bassett Marsden

    IRN NBM01018

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (6 Aug 2008 to 8 Dec 2019)
  • Neil Martin Dobson

    IRN NMD01020

    • CF21 Investment Adviser (2 Oct 2002 to 28 Nov 2003)
    • CF24 Pension Transfer Specialist (2 Oct 2002 to 28 Nov 2003)
  • Nicholas William John Powell

    IRN NXP00298

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
  • Paul Trevor Steed

    IRN PXS00390

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Jun 2021)
    • [FCA CF] Client dealing (since 7 Jun 2021)
  • Raymond John Holland

    IRN RJH00045

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.