Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2020)
  • Alan Boswell & Company Limited (no longer approved here)

    FRN 211088

    • CF30 Customer (17 Jan 2018 to 5 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.