Neil Martin Dobson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Just Financial Planning Ltd

    FRN 477571

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • S G Wealth Management Limited (no longer approved here)

    FRN 196001

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2021)
    • CF30 Customer (8 Jan 2018 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (7 Oct 2016 to 20 Nov 2017)
    • CF22 Investment Adviser (Trainee) (1 Jun 2007 to 6 Jun 2007)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (3 Dec 2015 to 20 Nov 2017)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 12 Nov 2015)
  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • CF30 Customer (29 Apr 2013 to 14 Feb 2014)
  • Alan Boswell & Company Limited (no longer approved here)

    FRN 211088

    • CF24 Pension Transfer Specialist (2 Oct 2002 to 28 Nov 2003)
    • CF21 Investment Adviser (2 Oct 2002 to 28 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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