S G Wealth Management Limited

• Principal Place of Business

  53-57 St Martin's Lane

  Norwich

  NR3 3SA

  UNITED KINGDOM

  Phone

  +4401603760866

  Web

  https://www.sgwealthmanagement.co.uk

• Complaints Contact

  53-57 St Martin's Lane

  Norwich

  NR3 3SA

  UNITED KINGDOM

  Phone

  +4401603760866

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Subject to this activity being limited to a non-mainstream regulated activity

• Amos Henry Chilver

  IRN AHC00022

  • CF2 Non Executive Director (1 Dec 2001 to 10 Apr 2006)
• Andrew Charles Wood

  IRN ACW01162

  • Director of firm who is not a certification employee or a SMF manager (since 23 Jan 2024)
  • SMF9 Chair of the Governing Body (since 9 Dec 2019)
  • CF2 Non Executive Director (7 Mar 2014 to 8 Dec 2019)
• Andrew John Stowers

  IRN AJS01366

  • CF30 Customer (20 Mar 2012 to 22 Feb 2016)
• Andrew Leslie Morley

  IRN AXM01765

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 16 Oct 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 Jan 2017 to 8 Dec 2019)
• Angus Scott Fontaine McCrum

  IRN ASM01178

  • CF30 Customer (1 Jul 2012 to 31 May 2013)
• Christina Smiddy

  IRN CLF01030

  • SMF3 Executive Director (22 Dec 2020 to 25 Apr 2022)
  • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
• Christopher Adams

  IRN CMA01049

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 Sep 2024)
  • [FCA CF] Client dealing (since 10 Sep 2024)
• David John Tooley

  IRN DJT01253

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 16 Oct 2024)
  • SMF3 Executive Director (since 3 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Feb 2015 to 8 Dec 2019)
• Frances Claire Kemp

  IRN GCG01030

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF16 Compliance Oversight (since 9 Feb 2024)
  • SMF3 Executive Director (since 3 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Oct 2023)
  • [FCA CF] Client dealing (since 12 Oct 2023)
  • [FCA CF] Manager of certification employee (since 12 Oct 2023)
• Harry Joe Ward

  IRN HXW00132

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2022)
  • [FCA CF] Client dealing (since 9 Jun 2022)

• Stan Gaskin Limited (no longer appointed)

  FRN 577537 · Appointed 19 Mar 2012 · Until 6 Dec 2021

No changes recorded yet.