Frances Claire Kemp

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S G Wealth Management Limited

    FRN 196001

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF16 Compliance Oversight (since 9 Feb 2024)
    • SMF3 Executive Director (since 3 Jan 2024)
    • [FCA CF] Client dealing (since 12 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 12 Oct 2023)
    • [FCA CF] Manager of certification employee (since 12 Oct 2023)
  • CSR Planning Limited (no longer approved here)

    FRN 750069

    • [FCA CF] Client dealing (1 Aug 2022 to 22 Sep 2023)
    • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 22 Sep 2023)
    • [FCA CF] Manager of certification employee (1 Aug 2022 to 22 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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