Nicholas William John Powell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alan Boswell & Company Limited

    FRN 211088

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (26 Apr 2023 to 11 Oct 2023)
  • East Anglia Wealth Management Limited (no longer approved here)

    FRN 804037

    • (2)Employed By (26 Apr 2023 to 11 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

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