AJ Bell Securities Limited

• Principal Place of Business

  A J Bell Securities Ltd

  4 Exchange Quay

  Salford

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  A J Bell Securities Ltd

  4 Exchange Quay

  Salford

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mark Alistair Rendle

  IRN MXR00252

  • [FCA CF] Significant management (since 9 Dec 2019)
• Martin David Kelly

  IRN MXK00230

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Dec 2021)
• Martin Peter John Nelson

  IRN MXN00129

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2023)
• Martyn Ault

  IRN MXA02037

  • CF1 Director (28 Sep 2010 to 28 Jan 2013)
  • CF29 Significant management (14 Jan 2010 to 28 Sep 2010)
• Matthew Brennan

  IRN MXB00440

  • [FCA CF] Client dealing (9 Dec 2019 to 23 May 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 May 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2021)
• Michael Thomas Summersgill

  IRN MTS01103

  • SMF1 Chief Executive (since 1 Oct 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF2 Chief Finance (9 Dec 2019 to 3 Aug 2022)
  • SMF24 Chief Operations (9 Dec 2019 to 23 Feb 2022)
  • CF1 Director (1 Jul 2011 to 8 Dec 2019)
• Mohamed Hassim Tagari

  IRN MXT22452

  • SMF24 Chief Operations (since 26 Oct 2023)
  • SMF3 Executive Director (since 25 Jan 2020)
• Neil Andrew Hale

  IRN NAH01043

  • CF10 Compliance Oversight (23 Dec 2002 to 30 Sep 2004)
  • CF11 Money Laundering Reporting (23 Dec 2002 to 30 Sep 2004)
  • CF26 Customer Trading (1 Dec 2001 to 30 Sep 2004)
  • CF1 Director (1 Dec 2001 to 30 Sep 2004)
• Neil Anthony Clark

  IRN NXC00140

  • [FCA CF] Manager of certification employee (since 1 Jan 2026)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Nicholas Francis Littlefair

  IRN NFL01007

  • CF2 Non Executive Director (16 Mar 2009 to 31 Mar 2011)

• News UK & Ireland Limited (no longer appointed)

  FRN 616540 · Appointed 5 Dec 2019 · Until 8 Dec 2022

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 29 May 2018 · Until 21 Dec 2018

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 1 Apr 2014 · Until 29 Oct 2014

No changes recorded yet.