Neil Andrew Hale

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • CF10 Compliance Oversight (23 Dec 2002 to 30 Sep 2004)
    • CF11 Money Laundering Reporting (23 Dec 2002 to 30 Sep 2004)
    • CF1 Director (1 Dec 2001 to 30 Sep 2004)
    • CF26 Customer Trading (1 Dec 2001 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.