Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AJ Bell Securities Limited
FRN 155593
- SMF1 Chief Executive (since 1 Oct 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF2 Chief Finance (9 Dec 2019 to 3 Aug 2022)
- SMF24 Chief Operations (9 Dec 2019 to 23 Feb 2022)
- CF1 Director (1 Jul 2011 to 8 Dec 2019)
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AJ Bell Management Limited
FRN 211468
- SMF1 Chief Executive (since 1 Oct 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF2 Chief Finance (9 Dec 2019 to 3 Aug 2022)
- SMF24 Chief Operations (9 Dec 2019 to 23 Feb 2022)
- CF1 Director (1 Jul 2011 to 8 Dec 2019)
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AJ Bell Asset Management Limited
FRN 774048
- SMF1 Chief Executive (since 1 Oct 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF2 Chief Finance (9 Dec 2019 to 3 Aug 2022)
- CF1 Director (7 Nov 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.