AJ Bell Management Limited

• Principal Place of Business

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• Open Banking

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Mark Alistair Rendle

  IRN MXR00252

  • [FCA CF] Significant management (since 9 Dec 2019)
• Martin David Kelly

  IRN MXK00230

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Dec 2021)
• Martin Peter John Nelson

  IRN MXN00129

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2023)
• Matthew Brennan

  IRN MXB00440

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 May 2022)
• Michael Thomas Summersgill

  IRN MTS01103

  • SMF1 Chief Executive (since 1 Oct 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF2 Chief Finance (9 Dec 2019 to 3 Aug 2022)
  • SMF24 Chief Operations (9 Dec 2019 to 23 Feb 2022)
  • CF1 Director (1 Jul 2011 to 8 Dec 2019)
• Mohamed Hassim Tagari

  IRN MXT22452

  • SMF24 Chief Operations (since 26 Oct 2023)
  • SMF3 Executive Director (since 25 Jan 2020)
• Neil Anthony Clark

  IRN NXC00140

  • [FCA CF] Manager of certification employee (since 1 Jan 2025)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Nicholas Francis Littlefair

  IRN NFL01007

  • CF2 Non Executive Director (16 Mar 2009 to 31 Mar 2011)
  • CF1 Director (23 Sep 2002 to 1 Dec 2006)
• Nicholas Michael Carrington

  IRN NXC00141

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2023)
• Olubunmi Likinyo

  IRN OXL00063

  • [FCA CF] Significant management (2 Oct 2023 to 29 Nov 2024)

• News UK & Ireland Limited (no longer appointed)

  FRN 616540 · Appointed 5 Dec 2019 · Until 8 Dec 2022

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 9 May 2018 · Until 21 Dec 2018

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 28 Mar 2014 · Until 29 Oct 2014

No changes recorded yet.