AJ Bell Management Limited

• Principal Place of Business

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• Open Banking

• Authorised to Operate

  For Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Patrick William Keenan

  IRN PXK00210

  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 16 Jan 2023)
• Paul Sleney

  IRN PXS01811

  • SMF5 Head of Internal Audit (26 Jan 2023 to 4 Jul 2025)
• Peter Hopkins

  IRN PXH00322

  • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2025)
• Peter John Lockyer

  IRN PJL01112

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Nov 2023)
• Peter Michael Birch

  IRN PXB00461

  • SMF24 Chief Operations (since 1 Jan 2025)
  • SMF2 Chief Finance (since 2 Aug 2022)
  • SMF3 Executive Director (since 2 Aug 2022)
• Rebecca Kate Tomlinson

  IRN RXT00306

  • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 16 Jan 2023)
• Richard Moore

  IRN RXM00933

  • [FCA CF] Significant management (since 23 Nov 2023)
• Richard Stuart Taylor

  IRN RST01055

  • CF3 Chief Executive (18 Jul 2008 to 22 Jan 2013)
  • CF10 Compliance Oversight (6 Oct 2006 to 31 Jan 2010)
  • CF11 Money Laundering Reporting (6 Oct 2006 to 31 Jan 2010)
  • CF1 Director (6 Oct 2006 to 30 Jun 2017)
• Robert Power Gullett

  IRN RPG01016

  • CF2 Non Executive Director (10 Oct 2011 to 16 Jan 2014)
• Robert Stephen Pooley

  IRN RSP01074

  • CF1 Director (10 Nov 2006 to 12 May 2011)

• News UK & Ireland Limited (no longer appointed)

  FRN 616540 · Appointed 5 Dec 2019 · Until 8 Dec 2022

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 9 May 2018 · Until 21 Dec 2018

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 28 Mar 2014 · Until 29 Oct 2014

No changes recorded yet.