AFH Independent Financial Services Limited

• Principal Place of Business

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  Worcestershire

  B60 4JE

  UNITED KINGDOM

  Phone

  +441527577775

  Web

  https://www.afhwm.co.uk

• Complaints Contact

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  Worcestershire

  B60 4JE

  UNITED KINGDOM

  Phone

  +441527577775

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Stephen Martin

  IRN JSM00035

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Dec 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Jul 2005 to 30 Dec 2005)
• James Trotman

  IRN JXT00636

  • [FCA CF] Client dealing (20 Sep 2023 to 28 Apr 2025)
  • [FCA CF] Functions requiring qualifications (20 Sep 2023 to 28 Apr 2025)
• James William Blake

  IRN JWB00032

  • CF30 Customer (31 Jan 2019 to 8 Dec 2019)
• James William John Edge

  IRN JWE00008

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Feb 2023)
  • CF30 Customer (21 Feb 2017 to 8 Dec 2019)
• Jamie Tough

  IRN JWT01078

  • CF30 Customer (2 Aug 2017 to 29 Jun 2018)
• Jane Yvette Cockerill

  IRN JYC01008

  • [FCA CF] Functions requiring qualifications (15 Dec 2023 to 2 Jul 2025)
  • [FCA CF] Client dealing (15 Dec 2023 to 2 Jul 2025)
• Jasbinder Singh Dhindsa

  IRN JSD01093

  • CF30 Customer (21 Mar 2012 to 23 Jan 2013)
• Jason Anthony Harris

  IRN JAH00154

  • CF30 Customer (22 Aug 2014 to 23 Dec 2015)
• Jason Charles Harris

  IRN JCH00041

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2024)
  • CF30 Customer (1 Jan 2011 to 8 Dec 2019)
• Jay Boyce

  IRN JXB02631

  • CF1 Director (AR) (29 Jul 2010 to 5 Feb 2014)

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No changes recorded yet.