James Stephen Martin

• AFH Independent Financial Services Limited (no longer approved here)

  FRN 216704

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Jul 2005 to 30 Dec 2005)
• Bloomer Heaven Wealth Management Limited (no longer approved here)

  FRN 525254

  • Employed By (16 Jun 2010 to 8 Dec 2019)
• TenetConnect Services Limited (no longer approved here)

  FRN 150643

  • CF21 Investment Adviser (20 Aug 2003 to 13 Sep 2005)
• Berkeley St James Finance Limited (no longer approved here)

  FRN 183339

  • Employed By (20 Aug 2003 to 13 Sep 2005)
• The On-Line Partnership Limited (no longer approved here)

  FRN 192638

  • CF21 Investment Adviser (27 Dec 2001 to 6 Sep 2002)
• Town & Country Partnership Financial Services Limited (no longer approved here)

  FRN 206277

  • Employed By (27 Dec 2001 to 23 Sep 2002)

No changes recorded yet.