Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 14 May 2024)
    • CF1 Director (AR) (since 27 Mar 2024)
    • CF30 Customer (since 27 Mar 2024)
    • (1)Employed By (since 27 Mar 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2024)
    • CF30 Customer (1 Jan 2011 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • Henden Hill & Associates Ltd (no longer approved here)

    FRN 228768

    • Employed By (26 Nov 2003 to 30 Jun 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 88 Capital Wealth Management Ltd

  2. controlled function added: (1)Employed By at 88 Capital Wealth Management Ltd