Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 14 May 2024)
- CF1 Director (AR) (since 27 Mar 2024)
- CF30 Customer (since 27 Mar 2024)
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88 Capital Wealth Management Ltd
FRN 1011428
- (1)Employed By (since 27 Mar 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2024)
- CF30 Customer (1 Jan 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
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- Employed By (26 Nov 2003 to 30 Jun 2008)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 88 Capital Wealth Management Ltd
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controlled function added: (1)Employed By at 88 Capital Wealth Management Ltd