AFH Independent Financial Services Limited

Date authorised
2 December 2002
Companies House
04049180
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    AFH House
    Buntsford Drive
    Stoke Heath
    Bromsgrove
    Worcestershire
    B60 4JE
    UNITED KINGDOM
    Phone
    +441527577775
    Web
    https://www.afhwm.co.uk

  • Complaints Contact

    AFH House
    Buntsford Drive
    Stoke Heath
    Bromsgrove
    Worcestershire
    B60 4JE
    UNITED KINGDOM
    Phone
    +441527577775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gavin Andrew Horner Wilkinson

    IRN GAW01089

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jun 2021)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • Gemma Charlotte Knowles

    IRN GXK00230

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2026)
  • Gemma Louise Clarkson

    IRN GLC01033

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2023)
    • [FCA CF] Client dealing (since 30 Mar 2023)
  • Geoffrey Ian Stubbings

    IRN GIS00002

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Feb 2024)
    • CF30 Customer (31 Jan 2019 to 8 Dec 2019)
  • George Simpson

    IRN GXS00132

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Sep 2003 to 11 Feb 2005)
  • Gerard David Blakeborough

    IRN GDB00004

    • CF30 Customer (31 Mar 2015 to 1 Oct 2015)
  • Ghulam Ali

    IRN GXA00277

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2025)
  • Gillian Denise Lynas

    IRN GDL00003

    • [FCA CF] Functions requiring qualifications (5 Oct 2020 to 31 Oct 2023)
    • [FCA CF] Manager of certification employee (5 Oct 2020 to 31 Oct 2023)
  • Glen Morris

    IRN GXM00091

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2021)
    • CF30 Customer (12 Nov 2019 to 8 Dec 2019)
  • Gordon Alan Harvey

    IRN GAH01057

    • CF30 Customer (23 Nov 2007 to 6 Nov 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.