Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Sep 2003 to 11 Feb 2005)
  • AFH Executive Financial Planning Ltd (no longer approved here)

    FRN 200500

    • (9)Employed By (5 Sep 2003 to 11 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.