AFH Independent Financial Services Limited

Date authorised
2 December 2002
Companies House
04049180
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    AFH House
    Buntsford Drive
    Stoke Heath
    Bromsgrove
    Worcestershire
    B60 4JE
    UNITED KINGDOM
    Phone
    +441527577775
    Web
    https://www.afhwm.co.uk

  • Complaints Contact

    AFH House
    Buntsford Drive
    Stoke Heath
    Bromsgrove
    Worcestershire
    B60 4JE
    UNITED KINGDOM
    Phone
    +441527577775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Stephen Martin

    IRN JSM00035

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (30 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jul 2005 to 30 Dec 2005)
  • James Trotman

    IRN JXT00636

    • [FCA CF] Client dealing (20 Sep 2023 to 28 Apr 2025)
    • [FCA CF] Functions requiring qualifications (20 Sep 2023 to 28 Apr 2025)
  • James William Blake

    IRN JWB00032

    • CF30 Customer (31 Jan 2019 to 8 Dec 2019)
  • James William John Edge

    IRN JWE00008

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Feb 2023)
    • CF30 Customer (21 Feb 2017 to 8 Dec 2019)
  • Jamie Tough

    IRN JWT01078

    • CF30 Customer (2 Aug 2017 to 29 Jun 2018)
  • Jane Yvette Cockerill

    IRN JYC01008

    • [FCA CF] Functions requiring qualifications (15 Dec 2023 to 2 Jul 2025)
    • [FCA CF] Client dealing (15 Dec 2023 to 2 Jul 2025)
  • Jasbinder Singh Dhindsa

    IRN JSD01093

    • CF30 Customer (21 Mar 2012 to 23 Jan 2013)
  • Jason Anthony Harris

    IRN JAH00154

    • CF30 Customer (22 Aug 2014 to 23 Dec 2015)
  • Jason Charles Harris

    IRN JCH00041

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2024)
    • CF30 Customer (1 Jan 2011 to 8 Dec 2019)
  • Jay Boyce

    IRN JXB02631

    • CF1 Director (AR) (29 Jul 2010 to 5 Feb 2014)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.