AFH Independent Financial Services Limited

Date authorised
2 December 2002
Companies House
04049180
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    AFH House
    Buntsford Drive
    Stoke Heath
    Bromsgrove
    Worcestershire
    B60 4JE
    UNITED KINGDOM
    Phone
    +441527577775
    Web
    https://www.afhwm.co.uk

  • Complaints Contact

    AFH House
    Buntsford Drive
    Stoke Heath
    Bromsgrove
    Worcestershire
    B60 4JE
    UNITED KINGDOM
    Phone
    +441527577775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Matthew West

    IRN AMW00033

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
  • Aidan Dai Sek Kwan

    IRN AXK00799

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2025)
    • [FCA CF] Client dealing (since 2 Dec 2025)
  • Alan Collins

    IRN AXC00266

    • CF30 Customer (15 Oct 2015 to 18 Mar 2017)
  • Alan George Archer

    IRN AGA00004

    • CF30 Customer (21 Mar 2012 to 31 Mar 2015)
  • Alan Hudson

    IRN AXH00009

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Jan 2014)
    • CF30 Customer (1 Nov 2007 to 22 Jan 2016)
    • CF1 Director (AR) (24 Oct 2005 to 31 Jul 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 12 Oct 2012)
    • CF24 Pension Transfer Specialist (2 Dec 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Dec 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (2 Dec 2002 to 21 Jul 2010)
    • CF10 Compliance Oversight (2 Dec 2002 to 4 Jul 2011)
    • CF1 Director (2 Dec 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Dec 2002 to 31 Mar 2009)
    • CF3 Chief Executive (2 Dec 2002 to 8 Dec 2019)
  • Alan James Laird

    IRN AJL00007

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 22 Aug 2024)
  • Alan Mycock

    IRN AXM00047

    • CF30 Customer (11 Dec 2014 to 8 Dec 2019)
  • Alan Scott Flinders

    IRN ASF00009

    • [FCA CF] Client dealing (12 Jul 2023 to 9 Sep 2023)
    • [FCA CF] Functions requiring qualifications (12 Jul 2023 to 9 Sep 2023)
  • Alasdair John Lee

    IRN AJL00038

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2024)
    • CF30 Customer (28 Dec 2018 to 8 Dec 2019)
  • Alasdair Rawlinson

    IRN AXR02238

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2024)
    • CF30 Customer (7 Aug 2015 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.