Aidan Dai Sek Kwan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2025)
    • [FCA CF] Client dealing (since 2 Dec 2025)
  • KWM Wealth Ltd (no longer approved here)

    FRN 516056

    • Employed By (19 Dec 2024 to 28 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Dec 2023 to 28 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (21 Aug 2023 to 28 Oct 2025)
  • Islin Wealth Management Limited (no longer approved here)

    FRN 718455

    • (1)Employed By (14 Dec 2023 to 28 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.