AFFINITY FINANCIAL ADVISORS LIMITED

• Principal Place of Business

  High House

  Harlington Road

  Hillingdon

  Middlesex

  UB8 3HX

  UNITED KINGDOM

  Phone

  +4401895810134

  Web

  https://www.ifa-affinity.co.uk

• Complaints Contact

  High House

  Hillingdon

  Middlesex

  UB8 3HX

  UNITED KINGDOM

  Phone

  +441895810134

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Aaron Owen Chichon

  IRN AOC01006

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 May 2015 to 8 Dec 2019)
• Bradley Carter

  IRN BXC33218

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
• Bryan John McNamara

  IRN BJM00034

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• Daniel Alexander David Stone

  IRN DXS01079

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Nov 2024)
• Gavin Hilton

  IRN GXH01904

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2025)
  • CF30 Customer (13 Feb 2018 to 8 Dec 2019)
• Geoffrey Francis Dunk

  IRN GFD00002

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jun 2020)
  • CF30 Customer (10 Apr 2015 to 8 Dec 2019)
• Ian Robert Curtis

  IRN IRC01054

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2021)
  • CF11 Money Laundering Reporting (19 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Feb 2018 to 22 Nov 2019)
• Joshua Paine

  IRN JXP33219

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Kimberley Ann York

  IRN KAY00002

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Jan 2007 to 8 Dec 2019)
• Mark Robert Sydenham

  IRN MRS00027

  • SMF17 Money Laundering Reporting Officer (MLRO) (15 Apr 2021 to 31 Jan 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2026)
  • CF30 Customer (19 Mar 2018 to 8 Dec 2019)

No changes recorded yet.