Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (15 Apr 2021 to 31 Jan 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jan 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2026)
- CF30 Customer (19 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (6 Mar 2009 to 20 Nov 2009)
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- Employed By (24 Sep 2004 to 6 Apr 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.