Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFFINITY FINANCIAL ADVISORS LIMITED (no longer approved here)

    FRN 457234

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Apr 2021 to 31 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2026)
    • CF30 Customer (19 Mar 2018 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (6 Mar 2009 to 20 Nov 2009)
  • The Platinum Partnership Limited (no longer approved here)

    FRN 192930

    • Employed By (24 Sep 2004 to 6 Apr 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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