Geoffrey Francis Dunk

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forecast Financial Planning Limited

    FRN 916120

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2020)
    • [FCA CF] Client dealing (since 5 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jul 2020)
    • SMF3 Executive Director (since 7 Jul 2020)
    • Responsibility for MCD Intermediation (since 7 Jul 2020)
    • Responsible for Insurance Distribution (since 7 Jul 2020)
    • SMF16 Compliance Oversight (since 7 Jul 2020)
  • AFFINITY FINANCIAL ADVISORS LIMITED (no longer approved here)

    FRN 457234

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jun 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2020)
    • CF30 Customer (10 Apr 2015 to 8 Dec 2019)
  • The Platinum Partnership Limited (no longer approved here)

    FRN 192930

    • Employed By (8 Sep 2000 to 6 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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