Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 18 Oct 2022)
    • CF1 Director (AR) (since 18 Oct 2022)
    • CF30 Customer (since 18 Oct 2022)
    • [FCA CF] Client dealing (since 21 Oct 2021)
    • [FCA CF] Functions requiring qualifications (21 Oct 2021 to 18 Oct 2022)
    • Employed By (since 18 Oct 2022)
  • AFFINITY FINANCIAL ADVISORS LIMITED (no longer approved here)

    FRN 457234

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • Affinity Independent Financial Advisers Ltd (no longer approved here)

    FRN 227199

    • (8)Employed By (1 Aug 2003 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.