Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 18 Oct 2022)
- CF1 Director (AR) (since 18 Oct 2022)
- CF30 Customer (since 18 Oct 2022)
- [FCA CF] Client dealing (since 21 Oct 2021)
- [FCA CF] Functions requiring qualifications (21 Oct 2021 to 18 Oct 2022)
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BMC Financial Planning Ltd
FRN 985280
- Employed By (since 18 Oct 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
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- (8)Employed By (1 Aug 2003 to 29 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.