Date authorised
1 April 2013
Companies House
06481795
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Affiliated Managers Group Ltd
    Second Floor, 15 Stratford Place
    London
    W1C 1BE
    ENGLAND
    Phone
    +4402072906800
  • Complaints Contact

    Affiliated Managers Group Ltd
    Second Floor, 15 Stratford Place
    London
    W1C 1BE
    ENGLAND
    Phone
    +4402072906819

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Michael Waite

    IRN DMW01075

    • [FCA CF] Client dealing (since 5 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Dec 2025)
    • CF1 Director (2 Mar 2010 to 12 Dec 2011)
    • CF30 Customer (2 Mar 2010 to 8 Dec 2019)
  • Dean Aaron Maines

    IRN DAM01241

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 12 May 2022)
    • CF1 Director (21 Dec 2011 to 8 Dec 2019)
  • Dicken Anthony George Watson

    IRN DAW01198

    • CF10 Compliance Oversight (8 Jul 2013 to 31 Mar 2017)
    • CF11 Money Laundering Reporting (8 Jul 2013 to 31 Mar 2017)
  • Filip Matic

    IRN FXM01132

    • [FCA CF] Client dealing (26 Jul 2021 to 24 Mar 2025)
  • Gordon Nicholas Pirie Hogarth

    IRN GNH01002

    • CF1 Director (2 Mar 2010 to 12 Dec 2011)
    • CF10 Compliance Oversight (2 Mar 2010 to 31 Mar 2011)
    • CF11 Money Laundering Reporting (2 Mar 2010 to 31 Mar 2011)
    • CF30 Customer (2 Mar 2010 to 4 Jun 2013)
  • Hugh Peter Bartholomew Cutler

    IRN HPC01002

    • SMF1 Chief Executive (9 Dec 2019 to 11 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 11 May 2020)
    • CF3 Chief Executive (24 Mar 2017 to 8 Dec 2019)
    • CF1 Director (24 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (24 Mar 2017 to 8 Dec 2019)
  • Jennifer Ann Segal

    IRN JAS01173

    • CF30 Customer (6 Jan 2014 to 8 Dec 2019)
  • Jennifer Elizabeth Yoe

    IRN JEY00007

    • CF30 Customer (23 Nov 2010 to 13 Jan 2015)
  • John Kingston

    IRN JXK01551

    • CF1 Director (2 Mar 2010 to 14 Aug 2014)
  • Julia Kristina Roording

    IRN JKR01025

    • [FCA CF] Client dealing (12 May 2022 to 31 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.