Date authorised
1 April 2013
Companies House
06481795
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Affiliated Managers Group Ltd
    Second Floor, 15 Stratford Place
    London
    W1C 1BE
    ENGLAND
    Phone
    +4402072906800
  • Complaints Contact

    Affiliated Managers Group Ltd
    Second Floor, 15 Stratford Place
    London
    W1C 1BE
    ENGLAND
    Phone
    +4402072906819

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leena Kerai

    IRN LXK00230

    • SMF16 Compliance Oversight (since 8 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Nov 2024)
    • SMF3 Executive Director (since 8 Nov 2024)
  • Marcus Andre Kirschner

    IRN MAK01316

    • CF30 Customer (19 May 2017 to 12 Apr 2019)
  • Meekal Hashmi

    IRN MXH01942

    • CF11 Money Laundering Reporting (13 Apr 2017 to 13 Sep 2017)
    • CF10 Compliance Oversight (13 Apr 2017 to 13 Sep 2017)
    • CF1 Director (19 Dec 2016 to 6 Dec 2019)
  • Mehdi Iraqi

    IRN MXI01113

    • CF30 Customer (22 Nov 2018 to 8 Dec 2019)
  • Michael Moth Greve

    IRN MMG01050

    • [FCA CF] Client dealing (27 Mar 2020 to 31 Mar 2022)
    • CF30 Customer (18 May 2011 to 12 Apr 2019)
  • Nathaniel Dalton

    IRN NXD01245

    • CF1 Director (2 Mar 2010 to 20 Feb 2015)
  • Patrick Goran Sege

    IRN PGS01115

    • CF30 Customer (30 Sep 2013 to 31 Oct 2016)
  • Richard Ian William Murray-Bruce

    IRN RXM01017

    • SMF3 Executive Director (since 22 Jul 2024)
  • Robert Bee

    IRN RJB00174

    • CF30 Customer (30 Jul 2015 to 28 Nov 2019)
  • Robertus Leonardus A W Geeraets

    IRN RLG01058

    • CF30 Customer (3 Feb 2014 to 12 Apr 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.