Affiliated Managers Group Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Affiliated Managers Group LtdSecond Floor, 15 Stratford PlaceLondonW1C 1BEENGLAND- Phone
- +4402072906800
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Complaints Contact
Affiliated Managers Group LtdSecond Floor, 15 Stratford PlaceLondonW1C 1BEENGLAND- Phone
- +4402072906819
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon Timothy Osborne
IRN STO00016
- SMF3 Executive Director (2 Apr 2020 to 17 Oct 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Oct 2024)
- CF10 Compliance Oversight (13 Sep 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Sep 2017 to 8 Dec 2019)
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Tracy Morse Soehle
IRN TMS01097
- CF10 Compliance Oversight (7 Aug 2012 to 8 Jul 2013)
- CF11 Money Laundering Reporting (7 Aug 2012 to 8 Jul 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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AQR Capital Management (Europe) LLP (no longer appointed)
FRN 562711 · Appointed 3 Jan 2012 · Until 1 Mar 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.