Date authorised
1 April 2013
Companies House
06481795
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Affiliated Managers Group Ltd
    Second Floor, 15 Stratford Place
    London
    W1C 1BE
    ENGLAND
    Phone
    +4402072906800
  • Complaints Contact

    Affiliated Managers Group Ltd
    Second Floor, 15 Stratford Place
    London
    W1C 1BE
    ENGLAND
    Phone
    +4402072906819

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Timothy Osborne

    IRN STO00016

    • SMF3 Executive Director (2 Apr 2020 to 17 Oct 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Oct 2024)
    • CF10 Compliance Oversight (13 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Sep 2017 to 8 Dec 2019)
  • Tracy Morse Soehle

    IRN TMS01097

    • CF10 Compliance Oversight (7 Aug 2012 to 8 Jul 2013)
    • CF11 Money Laundering Reporting (7 Aug 2012 to 8 Jul 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.