Simon Timothy Osborne

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Neuberger Berman Europe Limited
FRN 442488
- SMF16 Compliance Oversight (since 16 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2025)
Affiliated Managers Group Limited (no longer approved here)
FRN 506689
- SMF3 Executive Director (2 Apr 2020 to 17 Oct 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Oct 2024)
- CF10 Compliance Oversight (13 Sep 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Sep 2017 to 8 Dec 2019)
Woodford Investment Management Limited (no longer approved here)
FRN 745433
- CF11 Money Laundering Reporting (30 Sep 2016 to 21 Jul 2017)
- CF10 Compliance Oversight (30 Sep 2016 to 21 Jul 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.