Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (13 Apr 2017 to 13 Sep 2017)
- CF11 Money Laundering Reporting (13 Apr 2017 to 13 Sep 2017)
- CF1 Director (19 Dec 2016 to 6 Dec 2019)
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- CF1 Director (3 Aug 2012 to 30 Sep 2015)
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- CF11 Money Laundering Reporting (30 May 2007 to 18 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.