AEW UK Investment Management LLP

• Principal Place of Business

  A E W UK Investment Management LLP

  W Uk Investment Management Llp

  8 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402070164894

  Web

  https://www.aewuk.co.uk

• Complaints Contact

  A E W UK Investment Management LLP

  W Uk Investment Management Llp

  8 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402070164894

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeffrey Davies Furber

  IRN JDF01087

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2023)
  • CF4 Partner (25 Jul 2012 to 8 Dec 2019)
• Jonathan James Saxton

  IRN JJS01172

  • [FCA CF] Material risk taker (since 28 Sep 2023)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • CF10a CASS Oversight function (3 Aug 2016 to 8 Dec 2019)
• Laura Elkin

  IRN LXE01208

  • [FCA CF] Material risk taker (since 1 Feb 2025)
  • [FCA CF] Client dealing (since 1 Feb 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Feb 2024)
  • CF30 Customer (7 Mar 2018 to 8 Dec 2019)
• Louise Joanne Staniforth

  IRN LJS01096

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF27 Partner (23 Feb 2020 to 22 Apr 2026)
  • CF28 Systems and controls (21 Feb 2017 to 8 Dec 2019)
• Marcus John Davidson-Wright

  IRN MJD01182

  • CF11 Money Laundering Reporting (28 Jul 2014 to 20 Oct 2014)
  • CF10 Compliance Oversight (28 Jul 2014 to 8 Oct 2014)
• Michael Robert Shears

  IRN MXS00674

  • [FCA CF] Material risk taker (since 23 Feb 2022)
  • [FCA CF] Client dealing (since 19 Apr 2021)
• Nicholas Paul Winsley

  IRN NPW01072

  • SMF27 Partner (since 24 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (25 Jul 2012 to 8 Dec 2019)
• Philip Henry Olmer

  IRN PHO01019

  • CF10 Compliance Oversight (29 Oct 2014 to 22 Jun 2018)
  • CF11 Money Laundering Reporting (29 Oct 2014 to 22 Jun 2018)
• Rachel Mary McIsaac

  IRN RMG01037

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
  • SMF27 Partner (9 Dec 2019 to 11 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 11 Mar 2022)
  • CF4 Partner (25 Jul 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (25 Jul 2012 to 30 Sep 2018)
  • CF30 Customer (25 Jul 2012 to 8 Dec 2019)
• Richard Charles Tanner

  IRN RCT01047

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 2 Nov 2021)
  • SMF27 Partner (9 Dec 2019 to 11 Mar 2022)
  • CF3 Chief Executive (21 Aug 2012 to 8 Dec 2019)
  • CF4 Partner (25 Jul 2012 to 8 Dec 2019)
  • CF30 Customer (25 Jul 2012 to 8 Dec 2019)

No changes recorded yet.