Richard Charles Tanner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AEW UK Investment Management LLP

    FRN 577962

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 2 Nov 2021)
    • SMF27 Partner (9 Dec 2019 to 11 Mar 2022)
    • CF3 Chief Executive (21 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (25 Jul 2012 to 8 Dec 2019)
    • CF4 Partner (25 Jul 2012 to 8 Dec 2019)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF30 Customer (27 Oct 2009 to 13 Dec 2010)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 23 Sep 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.