AEW UK Investment Management LLP

• Principal Place of Business

  A E W UK Investment Management LLP

  W Uk Investment Management Llp

  8 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402070164894

  Web

  https://www.aewuk.co.uk

• Complaints Contact

  A E W UK Investment Management LLP

  W Uk Investment Management Llp

  8 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402070164894

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . AEW Global Limited

  IRN XXA01153

  • CF4 Partner (25 Jul 2012 to 20 Nov 2019)
• . Evergreen Members LLP

  IRN XXE01082

  • CF4 Partner (25 Jul 2012 to 20 Nov 2019)
• Alan William Botterill

  IRN AWB00029

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (28 Nov 2019 to 8 Dec 2019)
• Alastair Quinten Smith

  IRN AQS00003

  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Jun 2022 to 27 Jul 2022)
  • SMF16 Compliance Oversight (8 Jun 2022 to 27 Jul 2022)
• Alex Griffiths

  IRN AFG01053

  • [FCA CF] Material risk taker (since 31 Mar 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Alexander Smedley Wilson

  IRN ASW01045

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
• Alexandra Mary Short

  IRN AMO01025

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
  • CF30 Customer (25 Aug 2015 to 8 Dec 2019)
• Andrew David Strang

  IRN ADS01074

  • CF30 Customer (25 Jul 2012 to 14 Nov 2019)
• Carsten Czarnetzki

  IRN CSC01044

  • [FCA CF] Material risk taker (since 31 Mar 2023)
  • [FCA CF] Client dealing (31 Mar 2023 to 1 Apr 2023)
• Catherine Marie Delplace

  IRN CMC01071

  • CF10a CASS Oversight function (19 Sep 2012 to 18 Jan 2017)
  • CF4 Partner (25 Jul 2012 to 18 Jan 2017)

No changes recorded yet.