Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alvarium Fund Managers (UK) Limited (no longer approved here)

    FRN 751355

    • CF30 Customer (23 Jun 2023 to 6 Mar 2024)
  • AEW UK Investment Management LLP (no longer approved here)

    FRN 577962

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
    • CF30 Customer (25 Aug 2015 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 23 Jan 2013)
    • CF21 Investment Adviser (30 Aug 2005 to 31 Oct 2007)
    • CF27 Investment Management (30 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.