Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (25 Jul 2012 to 14 Nov 2019)
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- CF29 Significant management (1 Nov 2007 to 23 May 2008)
- CF1 Director (31 Oct 2002 to 22 Jan 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2003)
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- Employed By (6 Dec 2005 to 4 Jan 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.