Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AEW UK Investment Management LLP (no longer approved here)

    FRN 577962

    • SMF27 Partner (9 Dec 2019 to 11 Mar 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Mar 2022)
    • CF4 Partner (25 Jul 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jul 2012 to 30 Sep 2018)
    • CF30 Customer (25 Jul 2012 to 8 Dec 2019)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF30 Customer (17 Nov 2009 to 13 Dec 2010)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.