Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 11 Mar 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 11 Mar 2022)
- CF4 Partner (25 Jul 2012 to 8 Dec 2019)
- Responsible for Insurance Mediation (25 Jul 2012 to 30 Sep 2018)
- CF30 Customer (25 Jul 2012 to 8 Dec 2019)
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- CF30 Customer (17 Nov 2009 to 13 Dec 2010)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
- CF27 Investment Management (1 Dec 2001 to 30 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.