AEW UK Investment Management LLP

• Principal Place of Business

  A E W UK Investment Management LLP

  W Uk Investment Management Llp

  8 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402070164894

  Web

  https://www.aewuk.co.uk

• Complaints Contact

  A E W UK Investment Management LLP

  W Uk Investment Management Llp

  8 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402070164894

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert William Ian Wilkinson

  IRN RWW01058

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2025)
  • SMF27 Partner (9 Dec 2019 to 28 Nov 2025)
  • CF4 Partner (25 Jul 2012 to 8 Dec 2019)
  • CF30 Customer (25 Jul 2012 to 8 Dec 2019)
• Russell Paul Jewell

  IRN RPJ01016

  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2023)
  • SMF27 Partner (9 Dec 2019 to 1 Apr 2022)
  • CF4 Partner (16 May 2014 to 8 Dec 2019)
• Sebastien Henri Claude Morvan

  IRN SXM22073

  • SMF17 Money Laundering Reporting Officer (MLRO) (15 Jan 2024 to 10 Apr 2026)
  • SMF16 Compliance Oversight (15 Jan 2024 to 10 Apr 2026)
• Simon Anthony Barrett

  IRN SAB01412

  • [FCA CF] Client dealing (since 31 Mar 2023)
  • [FCA CF] Material risk taker (since 31 Mar 2023)
• Spencer Donovan Corkin

  IRN SXC03158

  • SMF27 Partner (since 1 Dec 2025)
• Stephen Christian Ayme

  IRN SCA01035

  • CF11 Money Laundering Reporting (25 Jul 2012 to 31 May 2014)
  • CF10 Compliance Oversight (25 Jul 2012 to 31 May 2014)
• Timothy Jonathan Sankey

  IRN TJS01198

  • [FCA CF] Client dealing (6 Jul 2023 to 6 Apr 2025)
  • [FCA CF] Material risk taker (6 Jul 2023 to 6 Apr 2025)
  • SMF27 Partner (31 Mar 2023 to 6 Apr 2025)
• Tracy Jones

  IRN TXJ00077

  • [FCA CF] Material risk taker (31 Mar 2023 to 30 Jul 2024)
  • [FCA CF] Client dealing (31 Mar 2023 to 30 Jul 2024)
• Vanessa Aimee Catherine Roux-Collet

  IRN VXR00051

  • SMF27 Partner (since 1 Dec 2025)
  • Director of firm who is not a certification employee or a SMF manager (12 Aug 2021 to 4 Jul 2023)

No changes recorded yet.