Stephen Christian Ayme

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IBP Markets Limited (no longer approved here)

    FRN 520929

    • SMF16 Compliance Oversight (17 Feb 2021 to 31 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Feb 2021 to 31 Dec 2022)
    • SMF3 Executive Director (13 Mar 2020 to 31 Dec 2022)
  • Admiral Markets UK Ltd (no longer approved here)

    FRN 595450

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2020)
    • CF1 Director (1 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2017 to 8 Dec 2019)
  • AEW UK Investment Management LLP (no longer approved here)

    FRN 577962

    • CF11 Money Laundering Reporting (25 Jul 2012 to 31 May 2014)
    • CF10 Compliance Oversight (25 Jul 2012 to 31 May 2014)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF11 Money Laundering Reporting (27 Feb 2008 to 31 Mar 2010)
  • Natixis (no longer approved here)

    FRN 206092

    • CF11 Money Laundering Reporting (13 Mar 2006 to 31 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.