Date authorised
1 April 2013
Companies House
03526143
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cathryn Marsh

    IRN CXM01125

    • [FCA CF] Significant management (11 Sep 2024 to 31 Mar 2026)
  • Charles Bertram Golding

    IRN CBG01006

    • CF1 Director (1 Dec 2001 to 26 Apr 2002)
  • Christopher Guthrie Little

    IRN CGL01006

    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 13 Mar 2017)
    • SIMF9 Chairman (7 Mar 2016 to 13 Mar 2017)
    • CF2 Non Executive Director (1 Mar 2006 to 6 Mar 2016)
  • Christopher Thomas Demetriou

    IRN CXD00276

    • SMF7 Group Entity Senior Manager (25 Apr 2022 to 1 Jun 2023)
  • Claire Emma Catherine Marshall

    IRN CEM01029

    • SMF5 Head of Internal Audit (25 Apr 2024 to 15 Feb 2026)
    • SMF7 Group Entity Senior Manager (14 Mar 2023 to 25 Apr 2024)
    • [FCA CF] Significant management (4 Mar 2021 to 14 Mar 2023)
  • Claire Kathryn Hainey

    IRN CXH00412

    • [FCA CF] Significant management (23 Aug 2021 to 22 Jan 2023)
  • Daniel Geoffrey Kramer

    IRN DGK01023

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 8 Aug 2003)
  • Daryl Kaye

    IRN DXK01797

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jan 2025)
    • [FCA CF] Significant management (23 Sep 2024 to 2 Jan 2025)
  • David Alan Copley

    IRN DAC01170

    • CF27 Investment Management (23 May 2002 to 13 Jul 2004)
    • CF1 Director (23 May 2002 to 13 Jul 2004)
  • David Anthony Armstrong

    IRN DAA01064

    • CF17 Significant Mgt (Other Business Operations) (31 Mar 2005 to 31 May 2006)
    • CF20 Significant Mgt (Settlements) (31 Mar 2005 to 31 May 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.