Date authorised
1 April 2013
Companies House
03526143
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Stephen Mully

    IRN RSM01058

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 14 May 2019)
    • SIMF12 Chair of the Remuneration Committee (2 May 2017 to 9 Dec 2018)
  • Richard William Jocelyn

    IRN RXJ01193

    • CF1 Director (5 Jan 2006 to 30 Jun 2007)
    • CF17 Significant Mgt (Other Business Operations) (18 May 2005 to 22 May 2006)
  • Robert Henry Cast

    IRN RHC01014

    • [FCA CF] Significant management (28 Jan 2022 to 17 Jan 2024)
  • Robert James Hall

    IRN RJH01143

    • CF12 Actuarial (17 Feb 2005 to 15 Aug 2013)
  • Robert John McKillop

    IRN RJM01171

    • SMF7 Group Entity Senior Manager (3 Dec 2020 to 5 Nov 2021)
  • Robert Stewart Martin Cutler

    IRN RSC01081

    • CF11 Money Laundering Reporting (5 Jul 2005 to 30 Sep 2005)
  • Robin Charles Hindle Fisher

    IRN RCH01080

    • CF3 Chief Executive (14 Jan 2005 to 30 Sep 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 30 Sep 2005)
    • CF1 Director (14 Jan 2005 to 30 Sep 2005)
    • CF17 Significant Mgt (Other Business Operations) (18 Jun 2003 to 30 Sep 2005)
  • Roderick Louis Paris

    IRN RLP01037

    • SMF7 Group Entity Senior Manager (23 Feb 2021 to 13 Sep 2021)
  • Roderick MacLeod MacRae

    IRN RMM01057

    • SIMF4 Chief Risk Function (7 Mar 2016 to 31 Oct 2017)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF10 Compliance Oversight (1 Dec 2005 to 18 Aug 2006)
    • CF14 Risk Assessment (1 Dec 2005 to 31 Oct 2007)
  • Rosemary Boyd Thomson

    IRN RBT01034

    • SMF7 Group Entity Senior Manager (7 Jun 2019 to 31 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.