Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (6 Apr 2017 to 31 Oct 2017)
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- SIMF4 Chief Risk Function (7 Mar 2016 to 31 Oct 2017)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF14 Risk Assessment (1 Dec 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2005 to 18 Aug 2006)
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- CF28 Systems and controls (1 Nov 2007 to 31 Oct 2017)
- CF14 Risk Assessment (17 Jun 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Jul 2004 to 18 Aug 2006)
- CF1 Director (6 Feb 2004 to 31 Oct 2017)
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- CF28 Systems and controls (1 Nov 2007 to 31 Oct 2017)
- CF14 Risk Assessment (17 Jun 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Jul 2004 to 18 Aug 2006)
- CF1 Director (6 Feb 2004 to 31 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.