Date authorised
1 April 2013
Companies House
SC108419
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel Bevan

    IRN SXB06061

    • (149)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1915)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1914)CF30 Customer (14 Sep 2018 to 8 Dec 2019)
  • Samuel Grantham

    IRN SXG02415

    • (1774)[FCA CF] Material risk taker (24 Nov 2021 to 31 Dec 2022)
    • (1773)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (1772)CF30 Customer (5 Jul 2017 to 8 Dec 2019)
  • Sana Rifai

    IRN SXR01447

    • (43)[FCA CF] Client dealing (since 7 Jan 2026)
  • Sanjeet Mangat

    IRN SXM02561

    • (105)[FCA CF] Manager of certification employee (since 1 May 2024)
    • (104)[FCA CF] Client dealing (since 12 Feb 2024)
    • (1656)[FCA CF] Client dealing (23 Apr 2021 to 13 Feb 2023)
    • (1657)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1655)CF30 Customer (28 Jul 2010 to 8 Dec 2019)
  • Sanjiv Madhuchand Tumkur

    IRN SMT01044

    • (663)CF27 Investment Management (1 Dec 2005 to 19 Apr 2006)
  • Sara Katherine Niven

    IRN SKB01101

    • (7)[FCA CF] Client dealing (since 28 Oct 2021)
    • (1931)[FCA CF] Material risk taker (28 Oct 2021 to 31 Dec 2022)
    • (1930)[FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
    • (1929)CF30 Customer (26 May 2018 to 8 Dec 2019)
  • Sarah Elizabeth Pullan

    IRN SEP01026

    • (124)CF27 Investment Management (1 Dec 2001 to 18 Oct 2002)
    • (125)CF1 Director (1 Dec 2001 to 1 Dec 2001)
  • Sarah Moody

    IRN SXH01934

    • (1131)SMF7 Group Entity Senior Manager (12 Oct 2023 to 21 May 2024)
    • (1133)[FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
    • (1132)[FCA CF] Material risk taker (8 Mar 2023 to 18 Nov 2024)
  • Sarah Queen

    IRN SXQ00002

    • (1351)[FCA CF] Manager of certification employee (9 Dec 2019 to 15 Mar 2022)
    • (1352)[FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
  • Sarah Rhiannon Norris

    IRN SRN01035

    • (77)[FCA CF] Client dealing (since 22 Apr 2025)
    • (1051)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1050)[FCA CF] Client dealing (9 Dec 2019 to 4 Jul 2024)
    • (1049)CF30 Customer (4 Apr 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (319)[FCA CF] Client dealing

  2. controlled function added: (318)[FCA CF] Manager of certification employee

  3. controlled function added: (317)[FCA CF] Client dealing

  4. controlled function added: (316)[FCA CF] Client dealing

  5. controlled function added: (315)[FCA CF] Client dealing

  6. controlled function added: (314)[FCA CF] Manager of certification employee

  7. controlled function added: (313)[FCA CF] Client dealing

  8. controlled function added: (312)[FCA CF] Client dealing

  9. controlled function added: (311)[FCA CF] Client dealing

  10. controlled function added: (310)[FCA CF] Client dealing