Sanjiv Madhuchand Tumkur

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 27 Mar 2025)
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Jul 2016)
    • [FCA CF] Manager of certification employee (31 May 2017 to 3 Mar 2022)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 Nov 2007 to 1 May 2009)
    • CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)
    • CF27 Investment Management (9 Aug 2006 to 31 Oct 2007)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF27 Investment Management (1 Dec 2005 to 19 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.