Date authorised
1 April 2013
Companies House
SC108419
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Gordon

    IRN SXG84031

    • (1349)[FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2022)
    • (1350)[FCA CF] Significant management (9 Dec 2019 to 5 Jan 2026)
  • Steven Ray Logan

    IRN SRL00037

    • (99)[FCA CF] Manager of certification employee (since 27 Nov 2024)
    • (98)[FCA CF] Client dealing (since 27 Nov 2024)
    • (1322)[FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2020)
    • (1323)[FCA CF] Material risk taker (9 Dec 2019 to 16 Oct 2020)
    • (1324)[FCA CF] Manager of certification employee (9 Dec 2019 to 16 Oct 2020)
    • (1321)CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Steven Swann

    IRN SXS01308

    • (281)[FCA CF] Algorithmic trading (since 4 Mar 2024)
    • (283)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (282)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1121)CF30 Customer (11 Jan 2018 to 8 Dec 2019)
  • Steven Whalley

    IRN SXW19157

    • (1442)[FCA CF] Significant management (30 Mar 2020 to 31 Dec 2020)
    • (1440)[FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2020)
    • (1441)[FCA CF] Manager of certification employee (30 Mar 2020 to 31 Dec 2020)
  • Steven William David Latto

    IRN SWL01061

    • (1416)[FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)
    • (1417)[FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
    • (1418)[FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
    • (1419)[FCA CF] CASS oversight function (9 Dec 2019 to 30 Sep 2022)
    • (1415)CF10a CASS Oversight function (10 Jul 2013 to 8 Dec 2019)
  • Stewart Hay

    IRN SXH01528

    • (1156)[FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
    • (1157)[FCA CF] Material risk taker (9 Dec 2019 to 4 May 2022)
    • (1155)CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • Stewart Peter Methven

    IRN SPM01082

    • (544)CF30 Customer (1 Nov 2007 to 30 Nov 2019)
    • (545)CF27 Investment Management (3 Feb 2004 to 31 Oct 2007)
  • Stuart Alastair Reid

    IRN SAR01064

    • (234)CF27 Investment Management (1 Dec 2001 to 28 Jan 2003)
  • Stuart Alexander Lindsay

    IRN SAL01108

    • (163)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1937)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1936)CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • Stuart Anthony Brown

    IRN SAB01400

    • (991)[FCA CF] Client dealing (9 Dec 2019 to 22 May 2024)
    • (992)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (990)CF30 Customer (5 Apr 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (329)[FCA CF] Client dealing

  2. controlled function added: (328)[FCA CF] Client dealing

  3. controlled function added: (327)[FCA CF] Manager of certification employee

  4. controlled function added: (326)[FCA CF] Client dealing

  5. controlled function added: (325)[FCA CF] Manager of certification employee

  6. controlled function added: (324)[FCA CF] Client dealing

  7. controlled function added: (323)[FCA CF] Client dealing

  8. controlled function added: (322)[FCA CF] Significant management

  9. controlled function added: (321)[FCA CF] Manager of certification employee

  10. controlled function added: (320)[FCA CF] Material risk taker